Case Updates
Second Circuit holds that Dodd-Frank “whistleblower” anti-retaliation provisions apply to employees who did not report wrongdoing to SEC
September 10, 2015
The Second Circuit held that a plaintiff is entitled to pursue Dodd-Frank Act remedies for alleged retaliation after a report of wrongdoing to an employer, despite not having reported the wrongdoing to the Securities and Exchange Commission.
U.S. Chamber files amicus brief
June 03, 2015
The U.S. Chamber filed an amicus brief arguing that the anti-retaliation protections in the Dodd-Frank Act for “whistleblowers” apply only to those individuals who provide information about potential violations of federal securities laws to the Securities Exchange Commission, as the statutory definition of the term commands. The Chamber urged the Second Circuit to reject the Commission’s interpretation that the protections broadly apply to anyone who colloquially is a “whistleblower” regardless whether the individual provided any information to the Commission.
Eugene Scalia, Rachel E. Mondl, and Gabrielle Levin of Gibson, Dunn & Crutcher represented the U.S. Chamber of Commerce as co-counsel to the U.S. Chamber Litigation Center.
U.S. Chamber filed an amicus brief on 3/16/2015.
Argued 6/17/2015.
Decided 9/10/2015.
Case Documents
- SEC Amicus Brief -- Berman v. Neo@Ogilvy LLC and WPP Group USA, Inc (Second Circuit).pdf
- U.S. Chamber MLF -- Berman v. Neo@Ogilvy LLC and WPP Group USA, Inc (Second Circuit).pdf
- Berman's Reply Brief -- Berman v. Neo@Ogilvy LLC and WPP Group USA, Inc (Second Circuit).pdf
- SEC Letter Purusant to Fed. R. App. P. 28(J) -- Berman v. Neo@Ogilvy LLC and WPP Group USA, Inc (Second Circuit).pdf
- Berman Response Letter -- Berman v. Neo@Ogilvy LLC and WPP Group USA, Inc (Second Circuit).pdf
- U.S. Chamber Amicus Brief -- Berman v. Neo@Ogilvy LLC and WPP Group USA, Inc (Second Circuit).pdf
- SEC Letter -- Berman v. Neo@Ogilvy LLC and WPP Group USA, Inc (Second Circuit).pdf
- Appellees' Letter Submitting Supplemental Authority -- Berman v. Neo@Ogilvy LLC and WPP Group USA, Inc (Second Circuit).pdf
- SEC Letter re King v. Burwell Decision -- Berman v. Neo@Ogilvy LLC and WPP Group USA, Inc (Second Circuit).pdf
- Appellees' Letter Submitting Supplemental Authority - FRAP 29(j) -- Berman v. Neo@Ogilvy LLC and WPP Group USA, Inc (Second Circuit).pdf
- Appellant's Response to Amicus SEC's FRAP 28(j) Submission -- Berman v. Neo@Ogilvy LLC and WPP Group USA, Inc (Second Circuit).pdf
- SEC Letter Pursuant to FRAP 28(j) -- Berman v. Neo@Ogilvy LLC and WPP Group USA, Inc (Second Circuit).pdf
- Appellee Letter in Response to SEC Interpretation -- Berman v. Neo@Ogilvy LLC and WPP Group USA, Inc (Second Circuit).pdf
- Appellant's Response to Amicus SEC's FRAP 28(j) Submission -- Berman v. Neo@Ogilvy LLC and WPP Group USA, Inc (Second Circuit)_0.pdf
- Majority Opinion -- Berman v. Neo@Ogilvy LLC and WPP Group USA, Inc (Second Circuit).pdf
- Opinion Dissent -- Berman v. Neo@Ogilvy LLC and WPP Group USA, Inc (Second Circuit).pdf